Lesley Ott

Responsible for overseeing operations at James Investment Research, she focuses on the improvement of business efficiency to help secure longevity, sustainability, and financial success while expanding available services. Improving practices and providing excellent and expedient client service is one of her top priorities. She implements and oversees compliance for all federal securities rules and regulations creating internal practices to promote the highest ethical standards for serving and managing assets. Lesley holds a series 7, 24, 66 and 99 securities registrations; is a chartered mutual fund counselor; an investment advisor certified compliance professional. She earned her B.S. in business/finance from Wright State University and an M.B.A. finance and management, innovation and change from Wright State University.